Financial Reporting August 11, 2026
The Difference Between Compliance and Defensibility
Firms that handle exams well treat the reasoning behind a decision as part of the decision itself.
Accounting July 6, 2026
Communications Audits: Is a 5% Sample Still a Reasonable Program?
For most of the past two decades, reviewing a fraction of firm communications was not a compliance shortcut. It was the only realistic option available.
Financial Reporting June 5, 2026
Compliance Policies Need Tools Sophisticated Enough to Enforce Them
Your written supervisory procedures are more sophisticated than your supervision technology. For most firms, that gap is where the real compliance risk lives.
Contributors
Amy Vetter
CPA, CITP, CGMA
Becky Livingston
Accounting & AI Marketing Consultant
Brian Tankersley
CPA, CITP, CGMA
Garrett Wagner
CPA, CITP, CEO and Founder of C3 Evolution Group
Jim Boomer
CPA, CITP, CEO
Ken Berry, JD
CPA Practice Advisor Tax Correspondent
Kristy Short, Ed.D.
Accounting Content Specialist
Mary Girsch-Bock
Contributing Writer
Randy Johnston
MCS, MCP
Roman Kepczyk
CPA, CITP, CGMA
