Technology June 16, 2026
FINRA Rule 4511 and the 2026 Oversight Report make clear that recordkeeping obligations apply to business communications regardless of channel or format.
Technology June 16, 2026
FINRA Rule 4511 and the 2026 Oversight Report make clear that recordkeeping obligations apply to business communications regardless of channel or format.
SEC June 15, 2026
Gary Gensler, overseer of Wall Street for significant parts of the last two decades, has a message for anyone arguing sports betting is a matter for federal financial regulators: They’re wrong.
SEC June 12, 2026
Clayton, the top federal prosecutor in Manhattan, was chairman of the Securities and Exchange Commission during Trump's first term.
SEC June 12, 2026
SEC Chairman Paul Atkins has been a critic of the rule since its inception, dissenting against it when he was a Republican commissioner.
Technology June 10, 2026
The goal isn’t to fix everything at once. It’s to stop repeating the same friction on every new client.
Technology June 10, 2026
The integration delivers concrete benefits across the audit workflow:
Technology June 9, 2026
The new capabilities are designed to help audit and assurance professionals modernize risk assessment, focus audit attention more effectively across full-population financial data, and scale analytics-driven workflows across increasingly complex engagements.
Technology June 8, 2026
Fieldguide, an agentic AI-native platform for audit and advisory, has launched Field Orchestrator, which the company says is purpose-built to plan and execute end-to-end audit engagements.
SEC June 2, 2026
A proposed settlement between Elon Musk and the Securities and Exchange Commission to end the agency’s Twitter Inc. stake lawsuit came after almost a year of negotiations, attorneys said.
PCAOB May 29, 2026
The Public Company Accounting Oversight Board is forming a new advisory panel as the regulator looks to modernize how it inspects the work of public company audit firms.
Auditing May 29, 2026
Julie Bell Lindsay announced last month that she was stepping down as CEO of the CAQ after spending seven years in that role.
SEC May 21, 2026
The top U.S. securities regulator is delaying the launch of a wave of novel exchange-traded funds that would let investors wager on events such as elections and economic data.