Marcum’s Ex-Quality Control Overseer Was Fined By the SEC for Bad Quality Control Oversight
Marcum audit partner Alfonse Gregory Giugliano was slapped with a $75,000 fine for failing to fix problems in the firm's QC system.
SEC
COVID is Here to Stay—as a Risk Factor in SEC Filings
The World Health Organization declared the public health emergency over, but companies still name COVID as a financial risk.
Private Funds Hit with New SEC Fee Disclosure Rules
Hedge funds and private equity firms will have to disclose more about their fees and face new restrictions from the SEC.
SEC Fines Crowe U.K. $750,000 For Poor Auditing of Music Streaming Service
In addition, Crowe U.K. CEO Nigel Bostock will pay a $25,000 penalty and senior auditor Matthew Stallabrass will fork over $10,000.