Technology October 6, 2026
There’s No Such Thing as a Compliance Deadline Anymore
The through-line across tax, trade, sanctions, and AI governance is the same: policy is executed inside finance systems now, not external to them.
Technology June 16, 2026
Shield Extends the Compliance Perimeter to AI-Generated Records and Image-Based Content
FINRA Rule 4511 and the 2026 Oversight Report make clear that recordkeeping obligations apply to business communications regardless of channel or format.
Auditing May 4, 2026
The IIA Calls for Stronger Governance, Internal Controls, and Independent Audit Requirements in Prediction Markets
The IIA’s recommendations draw upon globally recognized standards within its International Professional Practices Framework.