brokers and dealers

Auditing September 11, 2025 

The Public Company Accounting Oversight Board has released a new staff publication for auditors of broker-dealers containing advice on exemption report reviews.

Jason Bramwell

Auditing July 10, 2025 

Michael Coglianese, CPA PC was censured and fined $50,000 July 10 for violating U.S. auditing rules and standards in connection with 17 audit and attestation engagements for SEC-registered brokers and dealers.

Jason Bramwell