SEC
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North Texas Has 5 of the 15 Fastest-Growing Small U.S. Cities
Mortgage Rates Drop to 7.02%
IRIS Acquires Utah-Based Swipeclock
Sales Tax Exemption Certificate Management Remains a Risk Factor for Many Businesses
Ex-EY Director Agrees to Pay SEC $23,900 to Settle Insider Trading Charges
Michael Weiss bought clients’ shares ahead of earnings and acquisitions announcements on four separate occasions.
Kim Kardashian to Pay $1.26M for Crypto Promotion to Settle SEC Allegations
Monday’s settlement says she got $250,000 for posting about EMAX tokens on her popular Instagram account.
SEC Punishes RSM US for Shoddy Auditing of an LED Lighting Company
The SEC also charged two partners, as well as a senior audit manager, for their roles in the improper audits.
EY Report Shows Businesses Improving on Climate Disclosure, but Lagging on Decarbonization
Almost half of organizations surveyed globally (49%) responded that they have conducted scenario analysis – which is also a TCFD recommendation ...
SEC Stays Busy Cranking Out Proposed ESG Investment Fund Rules
The proposed rules, issued by the SEC on May 25, are intended to provide consistent requirements for ESG disclosures, while the other would modernize and expand the SEC’s Names Rule that covers fund names.
CPAs and Auditors Alerted to New SEC Rules on Financial Statements and A&A Engagements
The alert outlines rules applicable to financial statement audit and attestation engagements undertaken for non-issuers.
James Brown, CPA, Honored for Long Service to Accounting Profession
Indiana Certified Public Accountant (CPA) James L. Brown has been named the winner of this year's Sustained Contribution Award by the American Institute of CPAs (AICPA). The award recognizes members who have contributed measurably to the AICPA ...
New Report Looks at Changing Broker-Dealer Audit Landscape
Thomson Reuters has released a special report, Cause and Effect of the Changing Broker-Dealer Audit Landscape, which provides an overview of the PCAOB's new standards affecting broker-dealer audits.