Technology June 16, 2026
FINRA Rule 4511 and the 2026 Oversight Report make clear that recordkeeping obligations apply to business communications regardless of channel or format.
Accounting September 20, 2023
Britain’s accountants, auditors and advisers are clinging to their jobs, nervous that their negotiating power has sharply dropped.
Auditing September 19, 2023
The proposal would hold auditors and others more accountable when they negligently cause their firm to violate auditing standards.
Taxes September 18, 2023
The agency is ramping up compliance efforts against high-income earners, partnerships, large corporations, and promoters.
Accounting September 14, 2023
Marcum audit partner Alfonse Gregory Giugliano was slapped with a $75,000 fine for failing to fix problems in the firm's QC system.
Accounting Technology Lab Podcast September 12, 2023
Technologists Randy Johnston and Brian Tankersley, CPA, discuss Audit Sight, a technology platform that eliminates manual work for auditors, diligence and private equity providers by automating financial transaction verification.
Accounting September 12, 2023
Organizations need to focus on areas including data governance, change management and upskilling when pursuing these new technologies.
Taxes September 8, 2023
The agency is opening examinations of 75 of the largest partnerships in the U.S. that on average have over $10 billion in assets.
Accounting September 6, 2023
The Innovation Awards are presented to honor new or recently enhanced technologies that benefit tax and accounting professionals and their clients through improved workflow and efficiencies, increased accessibility, enhanced collaboration, greater accuracy, or other means.
Auditing September 5, 2023
The top 50 firm was fined $200,000 for auditor independence violations related to its membership in an accounting alliance.
Accounting September 1, 2023
When properly managed and prioritized, financial, operational and legal data has the potential to contribute significant strategic value to a business that extends far beyond meeting compliance requirements.
Accounting September 1, 2023
The report found that two-thirds of organizations have not implemented ESG controls, and that 60% do not currently perform internal ESG audits.
Accounting August 29, 2023
The Exchange provides internal auditors in the financial services space with the opportunity to share their greatest takeaways, tools, and techniques with other leaders.