Technology June 16, 2026
FINRA Rule 4511 and the 2026 Oversight Report make clear that recordkeeping obligations apply to business communications regardless of channel or format.
Auditing April 30, 2024
In a staff report, the PCAOB discusses the importance of the root cause analysis process in firms' efforts to improve audit quality.
Auditing April 29, 2024
The Investor Advisory Group is looking to identify the top three critical audit matters or key audit matters for 2023.
Accounting April 29, 2024
According to the report, hiring managers tend to seek recent college graduates who have studied accounting (80%), followed by those from auditing (53%) and business (44%).
Accounting April 24, 2024
The application of AI represents a significant opportunity for teams managing risk to better connect data across functions, craft content, and proactively surface issues, risks, and insights.
Auditing April 22, 2024
The Big Four firm audited 971 of the 6,607 public companies registered with the SEC in 2024, the most of any audit firm.
PCAOB April 18, 2024
Board members will host a series of five in-person forums for small audit firms in Chicago, Los Angeles, Denver, Miami, and Jersey City.
Auditing April 18, 2024
AuditBoard has brought on public SaaS company veteran Jeff Harper as Chief Human Resources Officer (CHRO) to help scale the organization and infrastructure
Auditing April 17, 2024
The tool is designed to simplify compliance management for 501(c)(3) organizations, offering an affordable and accessible solution for maintaining regulatory adherence.
Auditing April 11, 2024
Total enforcement activity reached its highest level since 2017 and monetary penalties doubled compared to the record set in 2022.
Auditing April 10, 2024
The proposal would direct firms to provide more information, like involvement of partners and auditor turnover, to investors.
Auditing April 10, 2024
Rampant cheating on internal training exams occurred from 2017 to 2022 and the firm lied about its knowledge of it, the PCAOB said.
Auditing April 8, 2024
PCAOB found multiple deficiencies in every audit it reviewed from audit firm BF Borders over the past two annual checks.